Regulation

Regulation

FCA details penalties for firms breaching crypto marketing rules

From 8 October

07 September 2023 • 2 min read

Regulation

FCA: Managers 'undermine' value assessment process by basing fees off competitors

Lack of challenge from independent directors

10 August 2023 • 4 min read

Regulation

EU and UK eye closer financial services regulatory cooperation with Brexit agreement

Memorandum of understanding

18 May 2023 • 1 min read

Regulation

FCA: 'Expect robust action' with Consumer Duty supervision

Warning on how it will discipline firms

10 May 2023 • 1 min read

Regulation

Consumer Duty: FCA finds some firms do not pass fair value test

Firms not challenging themselves

10 May 2023 • 4 min read

Regulation

UK competition regulator launches review into AI market

Looking into ChatGPT tech

04 May 2023 • 1 min read

Regulation

Working together: We must not let regulators lose sight of aims

Scrutiny is vital

20 April 2023 • 4 min read

ESG

'Green Day': Investment bodies react to new Green Finance Strategy

Experts give their thoughts

30 March 2023 • 8 min read

Regulation

FCA delays implementation of initial Sustainability Disclosure Requirements

Q3 timeline

29 March 2023 • 3 min read

Regulation

Former chief regulator slams Credit Suisse regulation - reports

Adair Turner

27 March 2023 • 1 min read

12 3

Most read

01

Nick Train UK equity funds downgraded by Morningstar due to 'narrow focus'

22 February 2024 • 3 min read

02

Hargreaves Lansdown profits drop 8% as platform ramps up technology spend

22 February 2024 • 2 min read

03

UK to give retail investors access to newly issued gilts for the first time

22 February 2024 • 1 min read

04

Jupiter fails to stem retail outflows but shares jump on surprise profit boost

22 February 2024 • 2 min read

05

Listings reform will not cure 'general disinterest and malaise' in UK capital markets

21 February 2024 • 5 min read