Financial Conduct Authority

Permission to appeal filed in relation to Woodford scheme of arrangement

Regulation

Permission to appeal filed in relation to Woodford scheme of arrangement

Judge may decline

clock 23 February 2024 • 2 min read
City minister challenges 'inconsistent' Treasury Committee criticism of Edinburgh Reforms

Regulation

City minister challenges 'inconsistent' Treasury Committee criticism of Edinburgh Reforms

'Regulatory change is a multi-step process'

clock 21 February 2024 • 2 min read
FCA on Consumer Duty: 'There are areas where firms could do better'

Regulation

FCA on Consumer Duty: 'There are areas where firms could do better'

Focus on fair value assessments

clock 21 February 2024 • 3 min read
FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

Regulation

FCA: More than 10,000 'misleading' financial ads withdrawn in 2023

The watchdog records 17% surge in interventions to protect consumers

clock 14 February 2024 • 1 min read
Former London Capital & Finance director handed £31,800 fine

Regulation

Former London Capital & Finance director handed £31,800 fine

Floris Jakobus Huisamen

clock 13 February 2024 • 2 min read
Deep Dive: FCA private market review a 'wake-up call' for asset managers

Regulation

Deep Dive: FCA private market review a 'wake-up call' for asset managers

‘Step in the right direction’

clock 02 February 2024 • 3 min read
Jefferies lifts AJ Bell valuation after assets hit record high

Companies

Jefferies lifts AJ Bell valuation after assets hit record high

Maintains ‘Buy’ rating

clock 22 January 2024 • 2 min read
FCA reasserts proposed Woodford redress is 'subset of total losses' as sanction decision delayed

Companies

FCA reasserts proposed Woodford redress is 'subset of total losses' as sanction decision delayed

LFSL liability for liquidity mismanagement

clock 19 January 2024 • 2 min read
FCA: NDAs should not deter whistleblowers from reporting non-financial misconduct

Regulation

FCA: NDAs should not deter whistleblowers from reporting non-financial misconduct

Firms to be grilled about NDA use

clock 18 January 2024 • 4 min read
Bovill's Spiers: De-banking decisions are commercial and rarely about making plans for Nigels

Regulation

Bovill's Spiers: De-banking decisions are commercial and rarely about making plans for Nigels

Coutts saga

clock 16 January 2024 • 3 min read
Most read
01

Nick Train UK equity funds downgraded by Morningstar due to 'narrow focus'

22 February 2024 • 3 min read
02

UK to give retail investors access to newly issued gilts for the first time

22 February 2024 • 1 min read
03

Jupiter fails to stem retail outflows but shares jump on surprise profit boost

22 February 2024 • 2 min read
04

Consumer confidence dips for first time in three months

23 February 2024 • 2 min read
05

JP Morgan Emerging Markets proposes performance-related tender offer

23 February 2024 • 2 min read
Trustpilot