Financial Conduct Authority

National Audit Office finds 'significant delay' in FCA regulatory action

Regulation

National Audit Office finds 'significant delay' in FCA regulatory action

Financial services report

clock 08 December 2023 • 3 min read
London Capital & Finance scars raise risk concerns over LTAFs among MPs

UK

London Capital & Finance scars raise risk concerns over LTAFs among MPs

Review of Edinburgh Reforms a year on

clock 08 December 2023 • 3 min read
Remaining Woodford fund assets shrink 40% since last distribution revealed

Unit trusts/OEICs

Remaining Woodford fund assets shrink 40% since last distribution revealed

Follow-on investment failed

clock 06 December 2023 • 3 min read
FCA sets out proposals to increase liquidity requirements for money market funds

Regulation

FCA sets out proposals to increase liquidity requirements for money market funds

Working with HM Treasury and BoE

clock 06 December 2023 • 3 min read
SJP CIO Onuekwusi: Retail investors lack appropriate structure to access private markets

Wealth managers

SJP CIO Onuekwusi: Retail investors lack appropriate structure to access private markets

Open-ended structures 'have to work'

clock 01 December 2023 • 2 min read
Harcus Parker accuses FCA of 'inaccurate summary' regarding potential third party Woodford claims

Regulation

Harcus Parker accuses FCA of 'inaccurate summary' regarding potential third party Woodford claims

‘Practical bar makes it impossible’

clock 30 November 2023 • 3 min read
Metro Bank to axe 20% of staff as part of cost-cutting drive

Companies

Metro Bank to axe 20% of staff as part of cost-cutting drive

£50m per year in savings

clock 30 November 2023 • 2 min read
Allfunds receives UK regulatory authorisation

Companies

Allfunds receives UK regulatory authorisation

Third Country Branch

clock 30 November 2023 • 1 min read
FCA unveils final SDR rules including fourth 'Mixed Goals' label for 'blended strategies'

Regulation

FCA unveils final SDR rules including fourth 'Mixed Goals' label for 'blended strategies'

Policy paper released

clock 28 November 2023 • 9 min read
SDR has consumer at its heart but adviser role is now key

ESG

SDR has consumer at its heart but adviser role is now key

Next stages for the regulator

clock 28 November 2023 • 4 min read
Most read
01

Nick Train UK equity funds downgraded by Morningstar due to 'narrow focus'

22 February 2024 • 3 min read
02

UK to give retail investors access to newly issued gilts for the first time

22 February 2024 • 1 min read
03

JP Morgan Emerging Markets proposes performance-related tender offer

23 February 2024 • 2 min read
04

Consumer confidence dips for first time in three months

23 February 2024 • 2 min read
05

Permission to appeal filed in relation to Woodford scheme of arrangement

23 February 2024 • 2 min read
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