SEC

ETFs

Morgan Stanley IM files to replicate Vanguard's multi-share class structure in ETF rivalry race

Fifth firm to file

12 February 2024 • 1 min read

Alternatives

'Watershed moment' for crypto as SEC approves 11 spot bitcoin ETFs

Attention turns to UK's FCA

11 January 2024 • 3 min read

Bonds

SEC adopts new clearing rules in $26bn US Treasury market overhaul

Changes to go into effect in two phases

14 December 2023 • 2 min read

Investment Trusts

Riverstone Credit Opportunities Income proposes sub-manager arrangement

With credit spin-out Breakwall Capital

06 November 2023 • 1 min read

Regulation

FCA turns attention to private market valuations

Questions if a valuation correction is due

19 October 2023 • 5 min read

ESG

DWS fined $19m by SEC over 'materially misleading' ESG statements

$6m for anti-money laundering violations

25 September 2023 • 2 min read

ESG

US SEC unveils ESG labelling rules for mutual funds

To prevent greenwashing

21 September 2023 • 2 min read

Fund management

US portfolio manager Clare Hart to retire from JP Morgan AM

US equity income and value manager

13 September 2023 • 2 min read

US

US private fund industry bodies sue SEC over new disclosure rules

'No choice but to litigate'

04 September 2023 • 2 min read

Alternatives

LSEG plans launch of blockchain-based digital assets business

First major exchange to do so

04 September 2023 • 1 min read

12 3

Most read

01

Nick Train UK equity funds downgraded by Morningstar due to 'narrow focus'

22 February 2024 • 3 min read

02

abrdn Property Income postpones general meeting following second takeover bid

22 February 2024 • 1 min read

03

Hargreaves Lansdown profits drop 8% as platform ramps up technology spend

22 February 2024 • 2 min read

04

Jupiter fails to stem retail outflows but shares jump on surprise profit boost

22 February 2024 • 2 min read

05

UK to give retail investors access to newly issued gilts for the first time

22 February 2024 • 1 min read