Lawyer Cathy Pitt delves into the world of investment company regulation and explains some recent tweaks and amendments.
Recent months have brought rule changes and consultations that have an impact on the listed investment companies sector. Some of the changes implement (with some changes) earlier consultations or are relatively low impact for funds at the mid/large end of the market. Nonetheless, the updates will be of interest to all those working in the listed investment company space. Firstly, the Financial Conduct Authority's (FCA) primary market bulletin number 12, dated November 2015, provides an update on the six draft UKLA technical notes relating to listed closed-ended investment funds. Ne...
To continue reading this article...
Join Investment Week for free
Signup and gain exclusive members-only insights - all free of charge!
- Unlimited access to real-time news, analysis and opinion from the investment industry, including the Sustainable Hub covering fund news from the ESG space
- Get ahead of regulatory and technological changes affecting fund management
- Important and breaking news stories selected by the editors delivered straight to your inbox each day
- Weekly members-only newsletter with exclusive opinion pieces from leading industry experts
- Be the first to hear about our extensive events schedule and awards programmes
