Asset Managers

FCA proposes 'polluter pays' investment advice redress framework

Regulation

FCA proposes 'polluter pays' investment advice redress framework

Hold capital for redress

clock 29 November 2023 • 3 min read
FCA 'closes loopholes' with introduction of fourth label under SDR but further clarification needed

Regulation

FCA 'closes loopholes' with introduction of fourth label under SDR but further clarification needed

Consultations and rules expansion

clock 28 November 2023 • 3 min read
FCA unveils final SDR rules including fourth 'Mixed Goals' label for 'blended strategies'

Regulation

FCA unveils final SDR rules including fourth 'Mixed Goals' label for 'blended strategies'

Policy paper released

clock 28 November 2023 • 9 min read
SDR has consumer at its heart but adviser role is now key

ESG

SDR has consumer at its heart but adviser role is now key

Next stages for the regulator

clock 28 November 2023 • 4 min read
Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Regulation

Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Market maker exemptions

clock 22 November 2023 • 2 min read
Stories of the week: 3 November

Global

Stories of the week: 3 November

Odey Asset Management; BoE; Fed; - The biggest stories from the world of investment and asset management this week

clock 03 November 2023 • 1 min read
Former FCA chair slams proposed crypto regulation from government

Regulation

Former FCA chair slams proposed crypto regulation from government

Charles Randell

clock 03 November 2023 • 2 min read
Industry bodies agree standardised responsible investment definitions

ESG

Industry bodies agree standardised responsible investment definitions

Including CFA Institute and UN PRI

clock 02 November 2023 • 3 min read
Vanguard accused of breaching UK asset concentration limits - reports

Companies

Vanguard accused of breaching UK asset concentration limits - reports

LifeStrategy range

clock 23 October 2023 • 1 min read
Registration to vote on Link Fund Solutions' Woodford scheme of arrangement opens

Regulation

Registration to vote on Link Fund Solutions' Woodford scheme of arrangement opens

Deadlines of 30 November and 4 December

clock 23 October 2023 • 1 min read
Most read
01

Nick Train UK equity funds downgraded by Morningstar due to 'narrow focus'

22 February 2024 • 3 min read
02

UK to give retail investors access to newly issued gilts for the first time

22 February 2024 • 1 min read
03

Jupiter fails to stem retail outflows but shares jump on surprise profit boost

22 February 2024 • 2 min read
04

Hargreaves Lansdown profits drop 8% as platform ramps up technology spend

22 February 2024 • 2 min read
05

Listings reform will not cure 'general disinterest and malaise' in UK capital markets

21 February 2024 • 5 min read
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