regulation

Divergence set to define regulation in 2024 following passing of UK financial services act

Regulation

Divergence set to define regulation in 2024 following passing of UK financial services act

Unknown election outcomes

clock 20 December 2023 • 4 min read
Global regulators unveil revised rules to prevent liquidity mismatches in open-ended funds

Regulation

Global regulators unveil revised rules to prevent liquidity mismatches in open-ended funds

FSB and IOSCO

clock 20 December 2023 • 2 min read
FCA unveils listings regime proposals to simplify market access for companies

Regulation

FCA unveils listings regime proposals to simplify market access for companies

Bond and derivative market updates

clock 20 December 2023 • 3 min read
Industry warns of 'tight' implementation timeline for SDR

ESG

Industry warns of 'tight' implementation timeline for SDR

‘A lot of detail to process’

clock 18 December 2023 • 3 min read
SEC adopts new clearing rules in $26bn US Treasury market overhaul

Bonds

SEC adopts new clearing rules in $26bn US Treasury market overhaul

Changes to go into effect in two phases

clock 14 December 2023 • 2 min read
Treasury's Bim Afolami: Cultural and regulatory change needed to make markets 'match fit'

ESG

Treasury's Bim Afolami: Cultural and regulatory change needed to make markets 'match fit'

'Address some of the friction point'

clock 14 December 2023 • 2 min read
FCA raises alarm on platforms' handling of customer cash interest

Platforms

FCA raises alarm on platforms' handling of customer cash interest

Cracks down on ‘double dipping’

clock 12 December 2023 • 1 min read
FCA plans 'new form of simplified advice' in extensive review

Regulation

FCA plans 'new form of simplified advice' in extensive review

Three proposals set as part of major review

clock 08 December 2023 • 6 min read
FCA opens consultation on Overseas Funds Regime

Regulation

FCA opens consultation on Overseas Funds Regime

Marketing of non-UK funds to retail investors

clock 04 December 2023 • 2 min read
Insurance and pension fund ownership of UK shares drops to record low

Industry

Insurance and pension fund ownership of UK shares drops to record low

Accounting regulation blamed

clock 04 December 2023 • 2 min read
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