Wealth managers

Allfunds receives UK regulatory authorisation

Companies

Allfunds receives UK regulatory authorisation

Third Country Branch

clock 30 November 2023 • 1 min read
FCA proposes 'polluter pays' investment advice redress framework

Regulation

FCA proposes 'polluter pays' investment advice redress framework

Hold capital for redress

clock 29 November 2023 • 3 min read
SDR has consumer at its heart but adviser role is now key

ESG

SDR has consumer at its heart but adviser role is now key

Next stages for the regulator

clock 28 November 2023 • 4 min read
Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Regulation

Draft regulations offer FCA powers to restrict short selling in 'exceptional circumstances'

Market maker exemptions

clock 22 November 2023 • 2 min read
FCA takes aim at wealth managers over high-risk and high-fee products

Companies

FCA takes aim at wealth managers over high-risk and high-fee products

'Dear CEO' letter

clock 08 November 2023 • 3 min read
Stories of the week: 3 November

Global

Stories of the week: 3 November

Odey Asset Management; BoE; Fed; - The biggest stories from the world of investment and asset management this week

clock 03 November 2023 • 1 min read
Former FCA chair slams proposed crypto regulation from government

Regulation

Former FCA chair slams proposed crypto regulation from government

Charles Randell

clock 03 November 2023 • 2 min read
Industry bodies agree standardised responsible investment definitions

ESG

Industry bodies agree standardised responsible investment definitions

Including CFA Institute and UN PRI

clock 02 November 2023 • 3 min read
Registration to vote on Link Fund Solutions' Woodford scheme of arrangement opens

Regulation

Registration to vote on Link Fund Solutions' Woodford scheme of arrangement opens

Deadlines of 30 November and 4 December

clock 23 October 2023 • 1 min read
BoE's Woods outlines plans to overhaul banking regulation after SVB and Credit Suisse collapses

Regulation

BoE's Woods outlines plans to overhaul banking regulation after SVB and Credit Suisse collapses

Mansion House speech

clock 17 October 2023 • 3 min read
Most read
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Nick Train UK equity funds downgraded by Morningstar due to 'narrow focus'

22 February 2024 • 3 min read
02

UK to give retail investors access to newly issued gilts for the first time

22 February 2024 • 1 min read
03

Jupiter fails to stem retail outflows but shares jump on surprise profit boost

22 February 2024 • 2 min read
04

Hargreaves Lansdown profits drop 8% as platform ramps up technology spend

22 February 2024 • 2 min read
05

Listings reform will not cure 'general disinterest and malaise' in UK capital markets

21 February 2024 • 5 min read
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